Table of contents
1.
Introduction  
2.
What is File?
3.
What is File Organization?
4.
Objectives of file organization 
5.
Types of file organization
6.
Sequential file organization
6.1.
Advantages of sequential file organization:
6.2.
Disadvantages of sequential file organization:
7.
Heap File Organization
7.1.
Advantages of Heap File Organization
7.2.
Disadvantages of Heap File Organization
8.
Hash File Organization
8.1.
Advantages of Hash File Organization
8.2.
Disadvantages of Hash File Organization
9.
B+ File Organization
9.1.
Advantages of B+ File Organization
9.2.
Disadvantages of B+ File Organization
10.
Clustered File Organization
11.
Frequently Asked Questions
11.1.
What are types of files in data structure?
11.2.
Why is File Organization important?
11.3.
What is Direct or Random File Organization?
11.4.
What factors influence the choice of file organization?
12.
Conclusion
Last Updated: Oct 19, 2024
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File Organization in DBMS

Author Prashant Singh
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Introduction  

In a Database Management System (DBMS), efficient storage and retrieval of data is critical to overall system performance. This is where file organization plays a crucial role. File organization refers to the way data is stored in a database file, which directly affects access time, ease of updates, and overall storage efficiency. By employing the right file organization method, databases can optimize query performance, minimize redundant storage, and ensure that records are quickly accessible. This blog will explore the various file organization techniques in DBMS.

File Organization in DBMS

What is File?

A File is a collection of records, or we can say it is a sequence of records stored in a binary format, and with the help of a primary key, we can access these records.

Pieces of information and Relative data are stored in file formats collectively. A disk drive is formatted into several blocks and stores various records. File records are mapped onto those disk blocks.

What is File Organization?

File organization is a logical relationship among various records. It defines how file records are mapped onto disk blocks.

One of the approaches to map the database to the file is to use the various files and store only one fixed length record in any of the given files. An alternative approach will be structuring our files to collect or contain multiple records lengths.

Objectives of file organization 

We'll learn about the objectives we want to achieve using file organization.

The following are the objectives of file organization:

  • Optimal Selection of Records: As the name suggests, the selection of records should be optimal, which means the selection of records should be as fast as possible.
  • Easy Transaction: Operations like inserting, deleting, or updating the record's transactions should be easy and quick.
  • No duplicate records: No duplicate record should be induced due to insert, update or delete.
  • Efficient Storing: Records should be stored efficiently to minimize the cost of storage. Empty blocks of files between the records should be utilized.

Types of file organization

There are various methods in file organization. These methods have their pros and cons accordingly. These methods may be efficient for certain types of selection. Meanwhile, they will be inefficient for other selection.

So, the developer or the programmer decides the best-suited file organization method depending on his requirement according to the situation.

Some of the file organizations are as follows:

  • Sequential File Organization
  • Indexed Sequential Access Method(ISAM)
  • Heap File Organization
  • Hash File Organization
  • B+ File Organization
  • Cluster File Organization

Sequential file organization

Records are placed in the file in sequential order based on the unique key field or search key. But, practically, it is impossible to store all the records sequentially in physical form. 

The Pile File Method and the Sorted File Method. Both are types of sequential file organization, where records are stored one after another. Let's break them down:

1. Pile File Method:

This method is the simpler of the two. Here's how it works:

  • Records are stored in the order they are inserted into the file.
  • New records are always added to the end of the file.
  • There's no particular order or sorting applied to the records.

Advantages:

  • Very fast for inserting new records (constant time operation).
  • Simple to implement.

Disadvantages:

  • Searching for a specific record can be slow, especially in large files, as you may need to scan the entire file.
  • Not efficient for operations that require sorted data.

Example: If you have records R1, R3, R5, R4 and want to add R2, the file would look like this after insertion: R1, R3, R5, R4, R2

2. Sorted File Method:

This method maintains the records in a sorted order based on a specific key (often the primary key). Here's how it works:

  • Records are kept in a sorted order (ascending or descending) based on a chosen key.
  • When a new record is inserted, it's placed in its correct position to maintain the sort order.
  • After insertion, the file is re-sorted if necessary.

Advantages:

  • Efficient for searching, especially with binary search algorithms.
  • Good for operations that require sorted data, like generating reports in order.

Disadvantages:

  • Insertion can be slower, especially for large files, as it may require shifting many records to maintain the sort order.
  • More complex to implement than the Pile File Method.

Example: If you have records R1, R3, R7, R8 sorted by their key values, and want to add R2, the file would look like this after insertion and sorting: R1, R2, R3, R7, R8

Advantages of sequential file organization:

  • Fast and efficient for the huge amount of data.
  • Simple in design.
  • Files can be easily stored in magnetic tapes (which means it is a cheaper storage mechanism).

Disadvantages of sequential file organization:

  • Inefficient for random access:
    • Sequential files are designed to be read from beginning to end.
    • Accessing a specific record in the middle of the file requires reading through all preceding records.
    • This makes random access operations very slow, especially for large files.
  • Slow for updates and deletions:
    • Updating or deleting a record often requires rewriting the entire file.
    • This is because changing the size of a record in the middle of the file would disrupt the sequence of all following records.
  • Inefficient use of storage space:
    • Deleted records often leave gaps in the file, wasting storage space.
    • These gaps are typically marked as deleted rather than being removed, leading to fragmentation over time.

Heap File Organization

When a file is created using this file organization, the OS(Operating System) allocates memory to that file without any accounting details. Here file records can be placed anywhere in that memory area. Heap file organization does not support any orders, indexing, or sequencing on its own.

Advantages of Heap File Organization

  • This method is helpful for bulk insertion when a huge number of data needs to be loaded into the database at the same time.

Disadvantages of Heap File Organization

  • Inefficient for searching specific records, often requiring a full file scan.
  • Poor performance for range queries or sorted data retrieval.
  • No inherent order, making it difficult to process records in a specific sequence.

Hash File Organization

This file organization uses a hash function on some of the fields of the records. The hash function output gives the location of blocks on the disk where the records need to be placed.

Advantages of Hash File Organization

  • In this, records do not need to be sorted sequentially after every transaction; hence it becomes more efficient(since the effort of sorting is reduced).
  • The address of the block is known by the hash function, which makes it significantly faster to access or search the record in the memory.
  • Since accessing the record is quick, deleting and updating will be very quick.

Disadvantages of Hash File Organization

  • Poor performance for range queries and sorted data retrieval.
  • Potential for collisions, requiring complex collision resolution techniques.
  • Difficulty in handling dynamic file growth without rehashing.

Since all the records are randomly stored in the memory(as the data in random blocks whose addresses are given by hash function), records are scattered in the memory. Hence memory is not efficiently used here.

B+ File Organization

It is an advanced method of indexed sequential access method. It uses a tree-like structure to store the records in files. The B+ tree is similar to BST(Binary Search Tree), but it can have more than two children.

Advantages of B+ File Organization

  • Searching is very efficient as all the records are stored only in leaf nodes, in a sequential linked list (in a sorted manner).
  • Traversing the tree is easier and faster.

Disadvantages of B+ File Organization

  • Complex implementation and maintenance compared to simpler file structures.
  • Higher storage overhead due to index nodes and pointers.
  • Increased write operation complexity, especially for insertions and deletions.

Clustered File Organization

Clustered file organization is not recommended for large databases. In this, related data from one or more relations are stored in the same disk block, which means that records are not based on search or primary key. 

Frequently Asked Questions

What are types of files in data structure?

Types of files in data structures include Sequential files, where records are stored one after another, Indexed files, which use an index for faster access, and Hashed files, which use hash functions to determine record locations.

Why is File Organization important?

File organization is important as it affects data access speed, storage efficiency, and ease of data management. Proper organization reduces retrieval time, optimizes disk space, and ensures smooth database operations, making data handling more efficient.

What is Direct or Random File Organization?

Direct or Random File Organization allows records to be stored and retrieved directly using a hash function or a specific key, enabling faster access times without scanning through other records, unlike sequential access.

What factors influence the choice of file organization?

Factors influencing file organization choice include data access patterns (sequential vs. random), storage efficiency, data retrieval speed, and the need for indexing or hashing based on how frequently and how data is accessed or updated.

Conclusion

In this blog, we discussed File Organization in DBMS. It is a vital aspect of database design that directly impacts performance, data retrieval efficiency, and storage management. By understanding and choosing the right file organization method—whether sequential, indexed, or hashed—database administrators can optimize access times and ensure smooth data operations.

Check out this problem - Duplicate Subtree In Binary Tree

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