Roles and responsibilities JOB ROLE:
Risk assessment and substantive audit procedure based on walkthrough.
Review of Risk Control Matrix (RCM) to identify design deficiency.
Substantive procedures for testing of the operating effectiveness.
Review of the outsourced activities & business applications.
Discussion of control gap and audit findings with process owners.
Reporting of key audit findings to Internal Control Committee.
Key audit areas dealt.
Customer & vendor payouts.
Policy servicing & customer claims.
Anti-Money Laundering (AML).
Review of reporting made to Financial Intelligence Unit (FIU)
- Review of adherence to regulatory guidelines, circulars, regulations, etc.
- Review of SOX processes & reporting of deficiencies
Qualification Required: CA - Final completed
Salary: Not Disclosed by Recruiter
Functional Area: Accounts
, Company Secretary
Role Category: Finance/Audit
Role: Audit Manager
Employment Type: Permanent Job, Full Time