Manager-Trade surveillance/insider trading

Role & responsibilities

• Act as an SME for the team and conduct regular training session on the process related topics.
• Work as the backup for the team manager by handling allocation and process related queries.
• Conduct training session for the new joiners in the team and also act as a buddy to them till they get hands on with the models.
• Conduct trade surveillance to monitor market abuse and market manipulation across asset classes (equity, fixed income and derivatives trading)
• Perform trade surveillance for alerts for restricted and watch listed securities.
• Monitor trading activity using various exceptions based reports.
• Analyze T+1 trading data on trade surveillance platforms for potential compliance issues.
• Investigate potential compliance issues with management and document findings.

Work with the global compliance teams to document findings and regulatory reports

Preferred candidate profile