Chief Mgr / Senior Manager - Legal Advisory

Aditya Birla Money

3 to 7 yrs. Mumbai , Chennai
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Posted on 19 Sep 2018

Job Description

Job Description:

Compliance Framework and processes wrt to Portfolio Management Services and Investment Advisory
? Byelaws, Regulations, Rules, Guidelines etc and assessing impact and actionable.
? Ensuring effective implementation of various compliance Processes across all functions
? Liasoning with Regulatory Authorities for seeking various clarifications and reverting to all their queries from time to time
? Updating and co-ordinating all functions with new regulatory requirements, interpreting the requirements and impacts and tracking the status
? Assisting the head of the department in designing the compliance framework for meeting the compliance and updating the same from time to time

*Experience in PMS & IA compliance is mandatory.
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